Todd Edward Sepp

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2011-03-15 → 2015-05-18
  Legend Advisory, Llc
  Tucson, AZ
  Palm Beach Gardens, FL
  Tucson, AZ

Other Businesses

LIFE HEALTH AND ANNUITY SALES POSITION: Insurance Sales NATURE: LIFE AND HEALTH INSURANCE. INVESTMENT RELATED: NO NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2007 ADDRESS: 5825 N Camino del Conde, Tucson, AZ 85718 DESCRIPTION: To sell Life Insurance THE CENTURIONS - Is Not Investment Related, Non Profit, Volunteer, 2022-08-09, 5 hours per month, 0 hours per month during trading hours, Other Compensation, Volunteer, Rookie year RETIREMENT PLAN PROFESSIONALS, Is Investment Related, DBA, Financial Professional, 05/06/2015,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. SEPP FINANCIAL CORP Is Investment Related, "5825 N Camino del Conde, Tucson, AZ, 85718-4309, United States", Financial Advisor, President, 1/1/2008, 160 hours per month, 160 hours per month during trading hours, Salary Compensation, This is my corp that I run my GWN 1099 earnings through. Business name: Phat Guise, Business Address: 5825 N Camino Del Conde Tucson AZ 85718, Position Held: Owner, Expected annual income: 1000, Compensation Type: Commissions, Hours Per Month: 5, Hours Per Month Trading: 0, Involvement status: ACTIVE, Start: 2026-02-01, Activity description: Building Clothing Company , Investment Related?: NO, Will this activity interfere with or compromise your responsibilities as a registered representative?: NO, Is there an expectation to solicit other ownership or raise capital? : NO, Is there a web presence? : YES, Is there check-writing, trading authority/custody or control?: YES, Please list all non-securities licenses and/or certifications/professional designations that may apply to this activity (i.e. insurance, CPA, ChFC, etc.): NA

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-03
• S63 Uniform Securities Agent State Law Examination
  2003-10-22