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Gaston Pellegrini

Morgan Stanley

Miami, FL

CRD 4639037

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-05
FL RA APPROVED 2016-04-04
  • TX RA
    APPROVED_RES
    Since 2016-04-05
  • FL RA
    APPROVED
    Since 2016-04-04

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 04/2016 Present
Morgan Stanley Private Bank, National Association New York NY 05/2016 Present
  • 04/2016 → Present
    Miami, FL
  • 05/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2009-06-11 → 2016-04-19
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2007-05-29 → 2009-05-29
    Miami, FL
    Miami, FL
  • 2004-10-05 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Miami, FL
Other Businesses

RENTAL PROPERTY,OWNER;INVESTMENT RELATED;START DATE:7/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-1;UNIVERSITY DRIVE,CORAL GABLES FL RENTAL PROPERTY,OWNER;INVESTMENT RELATED;START DATE:2/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-1;Le Jeune Road,CORAL GABLES FL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-25
  • S66 Uniform Combined State Law Examination
    2004-06-25

View on SEC IAPD

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