Colin James Allison

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2005 → 07/2020
  Prudential Investment Management Services Llc
  Dubuque, IA
• 04/2005 → 07/2020
  The Prudential Insurance Company Of America
  Dubuque, IA
• 01/2007 → 12/2018
  Global Portfolio Strategies, Inc.
  Dubuque, IA
• 05/2019 → 07/2020
  Prudential Customer Solutions Llc
  Dubuque, IA
• 11/2020 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 07/2020 → 11/2020
  Unemployed
  Dubuque, IA

Previous Registrations

• 2019-05-31 → 2020-07-16
  Prudential Select Strategies Llc
  Dubuque, IA
• 2007-10-01 → 2018-12-31
  Global Portfolio Strategies, Inc.
  Dubuque, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-27
• S63 Uniform Securities Agent State Law Examination
  2003-06-25