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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-01-02 |
Branch Locations
45 W. Main Street, Batavia, OH 45103 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
6900 Houston Rd Suite 31 Bldg 700, Florence, KY 41042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rodenberg Insurance | Batavia | OH | 12/2008 | 01/2018 |
| Interactive Financial Advisors | Chicago | IL | 01/2017 | 01/2018 |
| Brooklight Place Securities, Inc. | Downers Grove | IL | 08/2009 | 01/2018 |
| Parkland Securities Llc | Ann Arbor | MI | 01/2018 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 01/2018 | Present |
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. Mueller Financial, Batavia, OH. DBA for the sale of life insurance, LTC insurance, disability insurance and fixed annuities. Start date: 1/1/18, approx. 45 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-29 |
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