Carlos D Hernandez

Employer firm

Lifemark Securities Corp. CRD 16204

$425M regulatory AUM 380 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 10/2018
  The O.N. Equity Sales Company
  Cincinnati, OH
• 11/2018 → Present
  Lifemark Securities Corp.
  Rochester, NY
• 04/2017 → Present
  Bookkeeper
  Pooler, GA
• 07/2001 → Present
  Independent Insurance Agent
  Pooler, GA

Previous Registrations

• 2012-03-09 → 2018-11-01
  Foresters Equity Services, Inc.
  Pooler, GA
  North Charleston, SC
  Ocala, FL
• 2010-10-05 → 2012-02-16
  On Investment Management Co
  Pooler, GA
  Cincinnati, OH

Other Businesses

1. Independent Insurance Agent / Investment related / 133 Magnolia Drive, Pooler, GA 31322 / Start 2/2003/25 hours per month /Life Insurance Sales, LTC Insurance, Health Insurance Sales - servicing existing clients and responding to referrals. Submitting quotes and applications. 2. Rental Property/ Not investment related/133 Magnolia Drive, Pooler GA 31332 /Owener/ Start 07/2007/20 hours per month/Review lease applications, approve repairs and replacement of properties, ensure proper payments of mortgages, insurance and taxes. 3.Roadie Delivery Driver/Not investment related/133 Magnolia Drive, Pooler GA 31332/Product delivery service/Driver/5/2022/20 hours per month/pick up and delivery of small and medium sized packages to small business and individuals.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-20
• S63 Uniform Securities Agent State Law Examination
  2003-05-01

Designations

• Chartered Financial Consultant

Other Names

• Carlos Hernandez