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Mark Anthony Pomeroy

Ascent Capital Partners, LLC

Scottsdale, AZ

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Current Employers
Ascent Capital Partners, Llc

16427 North Scottsdale Road Suite 410, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-08
AZ RA APPROVED 2018-01-03
  • TX RA
    APPROVED
    Since 2021-03-08
  • AZ RA
    APPROVED
    Since 2018-01-03

Branch Locations

16427 North Scottsdale Road Suite 410, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Phoenix AZ 08/2007 03/2017
Usaa Financial Planning Services San Antonio TX 12/2008 03/2017
Tl Private Wealth Trophy Club TX 02/2017 12/2017
Ascent Capital Parnters, Llc Scottsdale AZ 01/2018 Present
Riley Wealth Advisors, Llc Southlake TX 04/2020 03/2021
  • 08/2007 → 03/2017
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 12/2008 → 03/2017
    Usaa Financial Planning Services
    San Antonio, TX
  • 02/2017 → 12/2017
    Tl Private Wealth
    Trophy Club, TX
  • 01/2018 → Present
    Ascent Capital Parnters, Llc
    Scottsdale, AZ
  • 04/2020 → 03/2021
    Riley Wealth Advisors, Llc
    Southlake, TX
Previous Registrations
  • 2020-04-07 → 2021-03-09
    Riley Wealth Advisors, Llc
    Scottsdale, AZ
    Southlake, TX
  • 2017-02-28 → 2018-01-09
    Tl Private Wealth
    San Antonio, TX
    Southlake, TX
    Scottsdale, AZ
  • 2008-12-15 → 2017-03-17
    Usaa Financial Planning Services
    Phoenix, AZ
    San Antonio, TX
    San Antonio, TX
  • 2004-01-15 → 2008-12-31
    Usaa Investment Services Company
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
Other Businesses

INSURANCE LICENSED; 1 HOUR PER MONTH ASCENT CAPITAL PARTNERS; PARTNER; 1 HOUR PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-28
  • S66 Uniform Combined State Law Examination
    2003-04-28
Designations

View on SEC IAPD

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