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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-07
TX RA APPROVED 2015-12-07
  • CA RA
    APPROVED
    Since 2015-12-07
  • TX RA
    APPROVED
    Since 2015-12-07

Branch Locations

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Brea CA 12/2015 Present
Previous Registrations
Other Businesses

1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BENJAMIN LING INVESTMENT RELATED: N ADDRESS OF BUSINESS: 16940 COLCHESTER WAY, HACIENDA HEIGHTS, CALIFORNIA 91745 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER AND LANDLORD OF CONDO. OVERSEE MANAGEMENT OF PROPERTY AND TENANTS. COLLECT RENT AND RESPONSIBLE FOR OVERSEEING REPAIRS AND MAINTENANCE. /// 2) Taiwanese American Citizens League (TACL) / 3001 Walnut Grove Ave. #7 Rosemead, CA 91770 / Other/ Charities, Cultural, Educational & Political Organisations / leadership and cultural identity development and networking through programs and events primarily for youth and professionals. / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / Providing advice to National and local boards as needed / Start Date 9/10/12 non-profit /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-01
  • S66 Uniform Combined State Law Examination
    2003-05-01

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