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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-06-04
TX RA APPROVED_RES 2019-06-19
KS RA APPROVED 2017-03-25
  • MO RA
    APPROVED
    Since 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2019-06-19
  • KS RA
    APPROVED
    Since 2017-03-25

Branch Locations

10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States

Blue Springs, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Overland Park KS 12/1999 03/2017
Mml Investors Services, Llc Overland Park KS 03/2017 Present
Massmutual Life Insurance Co Overland Park KS 07/2016 Present
  • 12/1999 → 03/2017
    Metlife Securities
    Overland Park, KS
  • 03/2017 → Present
    Overland Park, KS
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Overland Park, KS
Previous Registrations
  • 2008-05-27 → 2017-03-25
    Msi Financial Services, Inc.
    Overland Park, KS
    Overland Park, KS
Other Businesses

1) NAME: BRADLEY A. SEIB INV REL: Y ADDR: 10975 BENSON DR, SUITE 350, OVERLAND PARK, KS 66210 NATURE: INDIVIDUAL LIFE, GROUP LIFE, GROUP HEALTH POSITION: SALES START: 1/30/2020 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5. 2) NAME: No Stone Unturned Foundation INV REL: N ADD: 1133 College Ave E 230, Manhattan KS 66502 NATURE: Therapy center for children with disabilities of all kinds POSITION: Board member/committee chair START DATE: 07/11/2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Vote on proposed agenda items, volunteer at events, committee chair for former players

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 2000-01-20
  • S65 Uniform Investment Adviser Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    2000-01-20

View on SEC IAPD

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