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Joel Christopher Hughey

Ark Financial Strategies LLC

Richmond, VA

CRD 4638520

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Employer firm

Ark Financial Strategies LLC CRD 335145

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ark Financial Strategies Llc

Richmond, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-09
  • VA RA
    APPROVED
    Since 2025-05-09

Branch Locations

Richmond, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
New York Life Glen Allen VA 10/2015 11/2024
Ark Financial Strategies Llc Richmond VA 02/2024 Present
Previous Registrations
Other Businesses

[Community Christian Center; religious; 1453 Village Field Drive Henrico, VA 23231; Start Date 11/2017; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; administrative duties of the church. Which include adding names to database, preparing correspondences, preparing bulletin, marketing materials, and setup and tear down of events] [Hughey Homes; I plan to buy, sell, and rent real estate; 4107 dominion townes circle richmond VA 23223; Start Date 02/2023; Role/Title: Owner; Investment Related; 10 hours per month; 0 hours per month during securities trading hours; I plan to buy, sell, and rent real estate] -Joel Christopher Hughey Sr is a licensed insurance agent. Address: 4107 dominion townes circle richmond VA 23223; Start Date: 02/2025; Approximately 20 hours a month are spent on this outside business activity during trading hours. -Joel Christopher Hughey Sr earns a commission for clients that he refers to SNUG. SNUG creates wills and trust. Address: 4107 Dominion Townes Circle, Richmond, VA 23223; Start Date: 02/2025; Approximately 20 hours a month are spent on this outside business activity during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-16
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    2021-12-16
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22
Other Names
  • Joel Christopher Hughey
  • Joel Hughey
  • Joel Christopher Hughley
  • Joel Christopher Hughey

View on SEC IAPD

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