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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2003-06-25
  • OH RA
    APPROVED
    Since 2003-06-25

Branch Locations

4383 Executive Cir Nw, Canton, OH 44718 • United States

Massillon, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Canton OH 09/2005 03/2020
Ameriprise Financial Services, Llc Canton OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; E. College St., , Oberlin, OH, 44074; Not Investment-Related; 02/17/2020 / Commercial; Foote Rd., , Medina, OH, 44256; Not Investment-Related; 02/17/2020 / Commercial; Medina Rd., , Medina, OH, 44256; Not Investment-Related; 02/17/2020 / Single Family; 7310 Mudbrook St. NW, , Massillon, OH, 44646; Not Investment-Related; 08/18/2023. Business Ownership; 145 East Main St., LLC; Authorized sole member making business decisions on property acquisitions.; Sole member LLC real estate acquisitions; Lutz Ave, , Massillon, OH, 44646; Investment-Related; 10/09/2019; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Lord's Lake Association; VP; 6509 Lutz AveMassillon, OH 44646, ,; Not Investment-Related; 04/29/2019; 1 to 9 hours per month; 0 during trading hours / CommQuest; Board of Directors; Cleveland Aveenue, , Canton, OH, 44702; Not Investment-Related; 08/28/2019; 1 to 9 hours per month; 0 during trading hours / NFL Alumni Cleveland Chapter; President; 8000 Midlantic Dr., Suite 120S, Mount Laurel, NJ, 08054; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Integrated Source One; Chief Commercial Officer - Develop public awareness of ISO brand, building collaborative relationships w/ external allies, provide regular competitor analysis.; ; 4082 Fulton Dr. NW, , Canton, OH, 44718; Not Investment-Related; 01/23/2023; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-13
  • S66 Uniform Combined State Law Examination
    2003-08-13

View on SEC IAPD

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