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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-02-26
IL RA APPROVED 2021-02-23
TX RA APPROVED 2021-02-23
  • MO RA
    APPROVED
    Since 2025-02-26
  • IL RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED
    Since 2021-02-23

Branch Locations

2712 Mcgraw Dr, Bloomington, IL 61704 • United States

Sunrise Beach, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp Bloomington IL 02/2011 10/2019
1St Global Advisors, Inc. Bloomington IL 02/2011 10/2019
Insight Cpas And Financial, Llc Bloomington IL 05/2011 12/2016
New Perspectives Financial Services, Llc Bloomington IL 12/2016 Present
Avantax Insurance Services, Inc. Bloomington IL 02/2011 02/2021
Avantax Advisory Services Bloomington IL 10/2019 02/2021
Avantax Investment Services, Inc. Bloomington IL 10/2019 02/2021
Cambridge Investment Research, Inc Fairfield IA 02/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield, Ia IA 02/2021 Present
  • 02/2011 → 10/2019
    1St Global Capital Corp
    Bloomington, IL
  • 02/2011 → 10/2019
    1St Global Advisors, Inc.
    Bloomington, IL
  • 05/2011 → 12/2016
    Insight Cpas And Financial, Llc
    Bloomington, IL
  • 12/2016 → Present
    New Perspectives Financial Services, Llc
    Bloomington, IL
  • 02/2011 → 02/2021
    Avantax Insurance Services, Inc.
    Bloomington, IL
  • 10/2019 → 02/2021
    Avantax Advisory Services
    Bloomington, IL
  • 10/2019 → 02/2021
    Avantax Investment Services, Inc.
    Bloomington, IL
  • 02/2021 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 02/2021 → Present
    Fairfield, Ia, IA
Previous Registrations
  • 2019-10-25 → 2021-02-26
    Avantax Advisory Services
    Irving, TX
  • 2011-02-17 → 2019-10-25
    1St Global Advisors Inc
    Bloomington, IL
  • 2003-04-29 → 2011-02-18
    Fisher, IL
    Normal, IL
    Bloomington, IL
    Normal, IL
Other Businesses

1) NEW PERSPECTIVES FINANCIAL SERVICES, 2712 McGraw Drive, Bloomington IL 61704, United States, 02/01/2022, Owner, DBA Name, Investment Related, 200 HR/MO - 160 HR/MO TRADING 2) BLOOMINGTON ROTARY FOUNDATION, PO BOX 533, BLOOMINGTON, IL, BOARD TREASURER, 08/01/19, NIR, 7 HR/MO- 5/TRADING HR. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/23/21 4) KUEBLER PROPERTIES/KUEBLER CATTLE CO, 11580 E 1700 RD, STOCKTON, MO 65785, 01/2022, CO-OWNER, AGRICULTURE, NIR, 10 HRS/MO - 0 HRS/MO TRADING. 5) OUR LADY OF THE LAKE FINANCE COUNCIL, 2411 Bagnell Dam Blvd, Lake Ozark MO 65049, United States, 11/10/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 3 HR/MO TRADING 6) KNIGHTS OF COLUMBUS TREASURER, 2411 Bagnell Dam Blvd, Lake Ozark MO 65049, START DATE 12/2025, Treasurer, Volunteer, NIR, 10 HR/MO, 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-25
  • S66 Uniform Combined State Law Examination
    2003-04-25
Designations

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