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Adam Peter Gross

Advisory Services Network

Houston, TX

Atlanta, GA

CRD 4637994

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-29
  • TX RA
    APPROVED
    Since 2017-06-29

Branch Locations

Houston, TX • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sms Capital Management Bellaire TX 01/2016 06/2017
Advisory Services Network, Llc Atlanta GA 06/2017 Present
  • 01/2016 → 06/2017
    Sms Capital Management
    Bellaire, TX
  • 06/2017 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2016-01-14 → 2017-06-28
    Sms Capital Management
    Bellaire, TX
  • 2003-06-27 → 2009-09-08
    Apg Capital Management, Llc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-14
  • S65 Uniform Investment Adviser Law Examination
    2016-01-14
Other Names
  • Adam Gross

View on SEC IAPD

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