Stephen E Lierman

Current Employers

Employment History

• 03/2013 → Present
  Mass Mutual Life Insurance Company
  White Plains, NY
• 04/2013 → 01/2023
  Mml Investors Services
  White Plains, NY
• 06/2023 → Present
  Lpl Financial, Llc
  Hawthorne, NY
• 06/2023 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2021-08-23 → 2023-02-10
  Mml Investors Services, Llc
  Tarrytown, NY

Other Businesses

1) 05/2023 - Strategic Asset Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 50 Hr/Mth 2) 05/2023 - Stephen Lierman - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 50 Hr/Mth 3) 06/13/2023 - Strategic Asset Services (SAS) - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 05/18/2023 - 50 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/13/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Start Date 05/18/2023 - 50 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-08
• S63 Uniform Securities Agent State Law Examination
  2003-04-15