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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

145 Main St, Bird Island, MN 55310 • United States

1390 Highway 15 S, Hutchinson, MN 55350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bird Island MN 01/2003 11/2017
Lpl Financial Llc Bird Island MN 11/2017 Present
  • 01/2003 → 11/2017
    Investment Centers Of America, Inc.
    Bird Island, MN
  • 11/2017 → Present
    Bird Island, MN
Previous Registrations
  • 2013-06-19 → 2017-12-06
    Investment Centers Of America, Inc.
    Bird Island, MN
    Appleton, WI
Other Businesses

1. 01/02/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance sales - Start Date 12/01/2017 - 10 Hours Per Month/1 During Securities Trading - Insurance sales for life, long term care fixed annuities. 2. 6/12/2019 - Island Financial Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/20/2017 - 40 Hours Per Month During Securities Trading. 3. 11/11/2019 - IGAG Ins Agency - Investment related - At reported business location(s) - Non-Variable Insurance - start date:11/1/2019 - 5 hrs/mo - 5 hrs during trading. 4. 07/25/2022 - Citizens Investment Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 20 Hours Per Month/16 Hours During Securities Trading. 5. 05/22/2024 - Bird Island Hawk Creek Mutual Insurance Company - For-Profit Board Member - Board Member - Not Investment Related - 351 E Highway 212, Bird Island, MN 55310 - Start Date 05/13/2024 - 2 Hours Per Month/ 0 Hours During Trading 6. 08/20/2024 - Notary Public - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 1 Hour Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-12
S63 Uniform Securities Agent State Law Examination 2012-07-27
  • S65 Uniform Investment Adviser Law Examination
    2013-06-12
  • S63 Uniform Securities Agent State Law Examination
    2012-07-27
Other Names
  • Tami Lynn Bielke

View on SEC IAPD

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