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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
145 Main St, Bird Island, MN 55310 • United States
1390 Highway 15 S, Hutchinson, MN 55350 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Bird Island | MN | 01/2003 | 11/2017 |
| Lpl Financial Llc | Bird Island | MN | 11/2017 | Present |
1. 01/02/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance sales - Start Date 12/01/2017 - 10 Hours Per Month/1 During Securities Trading - Insurance sales for life, long term care fixed annuities. 2. 6/12/2019 - Island Financial Planning, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/20/2017 - 40 Hours Per Month During Securities Trading. 3. 11/11/2019 - IGAG Ins Agency - Investment related - At reported business location(s) - Non-Variable Insurance - start date:11/1/2019 - 5 hrs/mo - 5 hrs during trading. 4. 07/25/2022 - Citizens Investment Services LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2022 - 20 Hours Per Month/16 Hours During Securities Trading. 5. 05/22/2024 - Bird Island Hawk Creek Mutual Insurance Company - For-Profit Board Member - Board Member - Not Investment Related - 351 E Highway 212, Bird Island, MN 55310 - Start Date 05/13/2024 - 2 Hours Per Month/ 0 Hours During Trading 6. 08/20/2024 - Notary Public - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 01/05/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-27 |
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