James Joseph Galpin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 03/2020
  Ameriprise Financial Services, Llc
  Sugarland, TX
• 05/2009 → 04/2017
  Invesco
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Sugar Land, TX

Other Businesses

Business Ownership; Galpin Ag; Co-owner; Our family owns land that is leased and / or used to produce lambs, goats, beef, wool, and / or grow feed for livestock. I will be involved in the agricultural production, agricultural leasing, and maintenance activities of our land and neighboring family land providing land clearing, brush management, fence repairs etc... to facilitate agricultural production and better agricultural leasing terms.; 13628 Country Road 4368, , Millersview, TX, 76862; Not Investment-Related; 04/15/2024; 10 to 19 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-04

Other Names

• James Joseph Galpin
• Ochoa Joseph Galpin