Richard Lee Schwartzbard

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-25
ID	RA	APPROVED	2019-11-27
MD	RA	APPROVED	2005-09-30

TX RA
APPROVED_RES

Since 2026-03-25
ID RA
APPROVED

Since 2019-11-27
MD RA
APPROVED

Since 2005-09-30

Branch Locations

675 Sun Valley Road Suite "I", Ketchum, ID 83340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	09/2005	Present
Afs Financial Group	Rockville	MD	09/2005	05/2020

09/2005 → Present

Commonwealth Financial Network

Waltham, MA
09/2005 → 05/2020

Afs Financial Group

Rockville, MD

Previous Registrations

2000-03-07 → 2005-09-30

Capitol Securities Management, Inc.

Mclean, VA

Other Businesses

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. RICHARD L. SCHWARTZBARD, LLC - SOLE MEMBER OF ENTITY CREATED TO PROCESS SECURITIES BUSINESS, INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-29

S66 Uniform Combined State Law Examination

1999-12-29

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews