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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-29 |
| IL | RA | APPROVED | 2021-10-28 |
Branch Locations
300 Lexington Dr., Buffalo Grove, IL 60089 • United States
132 N. York 3K, Elmhurst, IL 60126 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jsg Financial Sevices, Inc | Buafflo Grove | IL | 05/2000 | Present |
| Penn Mutual Life Ins Co | Horsham | PA | 12/2011 | Present |
| Hornor Townsend & Kent Inc | Horsham | PA | 12/2011 | 10/2021 |
| Kestra Investment Services Llc | Elmhurst | IL | 10/2021 | Present |
| Kestra Advisory Services Llc | Elmhurst | IL | 10/2021 | Present |
1. JSG FINANCIAL SERVICES INC. POSITION: President NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 135 START DATE: 06/13/2001 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: CPA - Prepare financial statements and tax returns and manage staff. 2 394 FEDERAL DRIVE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/04/2016 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: I do the accounting through JSG Financial Services Inc. 3. 1901 WESTERN AVE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/28/2018 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: Accounting and tax services through JSG Financial Services Inc. 4. 5760 EAST OTERO OWNER LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2020 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: Accounting and tax services through JSG Financial Services Inc. 4. COLTIVA WEALTH PLANNING PARTNERS POSITION: Consultant NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/03/2019 ADDRESS: 132 N York St. Suite 3K, Elmhurst IL 60126, United States DESCRIPTION: Client contact 5. KESTRA ADVISORY SERVICES LLC POSITION: Consultant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/28/2021 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Client interface
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-07 |
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