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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-29
IL RA APPROVED 2021-10-28
  • TX RA
    APPROVED_RES
    Since 2021-10-29
  • IL RA
    APPROVED
    Since 2021-10-28

Branch Locations

300 Lexington Dr., Buffalo Grove, IL 60089 • United States

132 N. York 3K, Elmhurst, IL 60126 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jsg Financial Sevices, Inc Buafflo Grove IL 05/2000 Present
Penn Mutual Life Ins Co Horsham PA 12/2011 Present
Hornor Townsend & Kent Inc Horsham PA 12/2011 10/2021
Kestra Investment Services Llc Elmhurst IL 10/2021 Present
Kestra Advisory Services Llc Elmhurst IL 10/2021 Present
  • 05/2000 → Present
    Jsg Financial Sevices, Inc
    Buafflo Grove, IL
  • 12/2011 → Present
    Penn Mutual Life Ins Co
    Horsham, PA
  • 12/2011 → 10/2021
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 10/2021 → Present
    Kestra Investment Services Llc
    Elmhurst, IL
  • 10/2021 → Present
    Elmhurst, IL
Previous Registrations
Other Businesses

1. JSG FINANCIAL SERVICES INC. POSITION: President NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 155 SECURITIES TRADING HOURS: 135 START DATE: 06/13/2001 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: CPA - Prepare financial statements and tax returns and manage staff. 2 394 FEDERAL DRIVE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/04/2016 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: I do the accounting through JSG Financial Services Inc. 3. 1901 WESTERN AVE LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/28/2018 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: Accounting and tax services through JSG Financial Services Inc. 4. 5760 EAST OTERO OWNER LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2020 ADDRESS: 300 Lexington Dr., Buffalo Grove IL 60089, United States DESCRIPTION: Accounting and tax services through JSG Financial Services Inc. 4. COLTIVA WEALTH PLANNING PARTNERS POSITION: Consultant NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/03/2019 ADDRESS: 132 N York St. Suite 3K, Elmhurst IL 60126, United States DESCRIPTION: Client contact 5. KESTRA ADVISORY SERVICES LLC POSITION: Consultant NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/28/2021 ADDRESS: 5707 Southwest Parkway, Building 2 Suite 400, Austin TX 78735, United States DESCRIPTION: Client interface

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-07
S63 Uniform Securities Agent State Law Examination 2003-11-07
  • S65 Uniform Investment Adviser Law Examination
    2013-08-07
  • S63 Uniform Securities Agent State Law Examination
    2003-11-07
Other Names
  • Judith Ann Sheble

View on SEC IAPD

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