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Mike Patti

Morgan Stanley

Raleigh, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-05
TX RA APPROVED_RES 2025-11-03
  • NC RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED_RES
    Since 2025-11-03

Branch Locations

1000 Social St Suite 1250, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 04/2010 10/2025
Bank Of America, N.A. Raleigh NC 10/2010 10/2025
Morgan Stanley Smith Barney Llc Raleigh NC 10/2025 Present
Morgan Stanley Private Bank, N.A New York NY 11/2025 Present
  • 04/2010 → 10/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Raleigh, NC
  • 10/2010 → 10/2025
    Bank Of America, N.A.
    Raleigh, NC
  • 10/2025 → Present
    Morgan Stanley Smith Barney Llc
    Raleigh, NC
  • 11/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-24
S66 Uniform Combined State Law Examination 2006-01-07
S63 Uniform Securities Agent State Law Examination 2003-05-19
  • S65 Uniform Investment Adviser Law Examination
    2010-06-24
  • S66 Uniform Combined State Law Examination
    2006-01-07
  • S63 Uniform Securities Agent State Law Examination
    2003-05-19
Other Names
  • Michael David Patti
  • Michael Patti

View on SEC IAPD

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