Michael J Liebenthal

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
OH	RA	APPROVED	2006-02-21

TX RA
APPROVED_RES

Since 2017-03-30
OH RA
APPROVED

Since 2006-02-21

Branch Locations

Perrysburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Perrysburg	OH	02/2006	Present

02/2006 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Perrysburg, OH

Other Businesses

1. 9/29/2021 - River Road Capital Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/07/2021 - 160 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-11-03

S63 Uniform Securities Agent State Law Examination

2003-11-03

View on SEC IAPD