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Eric Benjamin Swergold

Firestorm Capital

Mill Valley, CA

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Current Employers
Firestorm Capital

Mill Valley, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-19
  • CA RA
    APPROVED
    Since 2025-08-19

Branch Locations

Mill Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Firestorm Capital, Llc San Francisco CA 01/2011 Present
  • 01/2011 → Present
    Firestorm Capital, Llc
    San Francisco, CA
Previous Registrations
  • 2011-03-11 → 2017-12-31
    Firestorm Capital
    Mill Valley, CA
  • 2001-09-18 → 2011-02-16
    Gruber & Mcbaine
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-16
  • S65 Uniform Investment Adviser Law Examination
    2001-05-16

View on SEC IAPD

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