Eric Karl Rosenberger

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 01/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 01/2004 → 01/2018
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 01/2018 → Present
  Kestra Investment Services, Llc
  Morristown, NJ
• 01/2018 → Present
  Kestra Advisory Services, Llc
  Morristown, NJ

Previous Registrations

• 2004-01-27 → 2018-01-12
  Summit Equities, Inc.
  Parsippany, NJ
  Piscataway, NJ
  Parsippany, NJ
  New York, NY
  New York, NY
• 2004-01-27 → 2018-01-12
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

Name: Family Wealth Planning, LLC. Investment Related: Yes Address: 89 Headquarters Plaza North, Suite 333 Morristown NJ 07960 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director Start Date: 1/16/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Planner, interacting with prospective and current clients with all their wealth management needs. Name: Kestra Advisory Services. LLC Investment Related: Yes Address: 5707 Southwest Parkway, Bldg 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Rep Start Date: 1/17/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisor Rep Name: Smoke Rise Tennis Club Investment Related: No Address: 9 Perimeter Rd. Kinnelon NJ 07405 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member - general Start Date: 1/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Creating round robins, ladders, organizing and attending socials, etc. Name: Power of Zero Investment Related: No Address: 161 Madison Ave, Suite 200 Morristown NJ 07960 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: one of the presenters or educators Start Date: 2/20/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: presenting the material provided Name: Synthesis Wealth Planning, LLC Investment Related: Yes Address: 161 Madison Ave, Suite 200 Morristown NJ 07960 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: managing member/partner Start Date: 6/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: registered rep Name: TRUSTED AMERICAN POSITION: Indirect NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 201 Creekside Ridge Ct., Ste 200, Roseville CA 95678 DESCRIPTION: One of our employees is marketing medicare supplemental plans and sharing the revenue with our firm.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-30
• S63 Uniform Securities Agent State Law Examination
  2003-12-08

Designations

• Certified Financial Planner