Patrick C Gibbons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 11/2019
  Northwestern Mutual Investment Services, Llc
  Ellicott City, MD
• 03/2003 → 11/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2008 → 11/2019
  Northwestern Mutual Investment Services, Llc
  Ellicott City, MD
• 02/2013 → 11/2019
  Northwestern Mutual Wealth Management Company
  Columbia, MD
• 11/2019 → Present
  Lpl Financial Llc
  Marriottsville, MD

Previous Registrations

• 2008-10-02 → 2019-11-20
  Northwestern Mutual Investment Services, Llc
  Ellicott City, MD
  Ellicott City, MD

Other Businesses

1. 11/18/2019 - GIBBONS AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ANNAPOLIS, MD 2. 01/01/2009 - FINANCE COMMITTEE CHAIRPERSON FOR EMORY CHURCH/ NON-PROFIT BOARD MEMBER/ INVESTMENT RELATED/ 0%/ ELLICOTT CITY, MD 3. 11/18/2019 - GIBBONS AND ASSOCIATES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ ANNAPOLIS, MD 4. 01/01/1990 - CONSTRUCTION FINANCE ASSOCIATION/ NON-PROFIT BOARD MEMBER/ INVESTMENT RELATED/ 0%/ ELLICOTT CITY, MD. 5. 4/16/2020 - Adair & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/18/2019.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-29

Other Names

• Patrick James Gibbons