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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2019-11-19 |
Branch Locations
2205 Warwick Way Suite 300, Marriottsville, MD 21104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Ellicott City | MD | 02/2003 | 11/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2003 | 11/2019 |
| Northwestern Mutual Investment Services, Llc | Ellicott City | MD | 10/2008 | 11/2019 |
| Northwestern Mutual Wealth Management Company | Columbia | MD | 02/2013 | 11/2019 |
| Lpl Financial Llc | Marriottsville | MD | 11/2019 | Present |
1. 11/18/2019 - GIBBONS AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ ANNAPOLIS, MD 2. 01/01/2009 - FINANCE COMMITTEE CHAIRPERSON FOR EMORY CHURCH/ NON-PROFIT BOARD MEMBER/ INVESTMENT RELATED/ 0%/ ELLICOTT CITY, MD 3. 11/18/2019 - GIBBONS AND ASSOCIATES/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 0%/ ANNAPOLIS, MD 4. 01/01/1990 - CONSTRUCTION FINANCE ASSOCIATION/ NON-PROFIT BOARD MEMBER/ INVESTMENT RELATED/ 0%/ ELLICOTT CITY, MD. 5. 4/16/2020 - Adair & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/18/2019.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-29 |
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