Brian J Howe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2010-12-13
TX	RA	APPROVED	2010-12-13

FL RA
APPROVED

Since 2010-12-13
TX RA
APPROVED

Since 2010-12-13

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	11/2010	Present
Bank Of America, N.A.	Jacksonville	FL	12/2010	Present

11/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
12/2010 → Present

Bank Of America, N.A.

Jacksonville, FL

Previous Registrations

2009-09-18 → 2010-10-11

Morgan Stanley

Jacksonville, FL
2009-04-16 → 2009-09-04

Harrisdirect Llc

Arlington, VA
2004-05-21 → 2005-04-25

Wells Fargo Clearing Services, Llc

Atlanta, GA
2003-06-25 → 2004-04-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Daytona Beach, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-14

S66 Uniform Combined State Law Examination

2009-04-14

Other Names

Brian J Howe
Brian J Howe

View on SEC IAPD

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