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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-08-05
  • WI RA
    APPROVED
    Since 2025-08-05

Branch Locations

Saint Croix Falls, WI • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 10/2013 12/2021
Principal Securities, Inc. Des Moines IA 10/2013 Present
Principal Workforce, Llc Des Moines IA 12/2021 Present
  • 10/2013 → 12/2021
    Principal Life Insurance Company
    Des Moines, IA
  • 10/2013 → Present
    Des Moines, IA
  • 12/2021 → Present
    Principal Workforce, Llc
    Des Moines, IA
Previous Registrations
  • 2000-06-13 → 2004-05-07
    Invest Financial Corporation
    West Des Moines, IA
Other Businesses

**BDNC HOLDINGS, LLC. POSITION: Owner/Member NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2025 ADDRESS: 1801 Payton Ave, Des Moines IA 50315, United States DESCRIPTION: Parent entity for tax management of family investment and property ownership. **BDNC INVESTMENTS, LLC. POSITION: Owner/Member NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: 1801 Payton Ave, Des Moines IA 50315, United States DESCRIPTION: Child entity to manage taxation on investment account and holdings activity of the family. Non-qualified accounts for myself and family will transition to being titled under this tax entity. Currently being built under ownership of myself and spouse. No intent to ever offer ownership beyond immediate family. **2385 60, LLC. POSITION: Owner/Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: 1801 Payton Ave, Des Moines IA 50315, United States DESCRIPTION: Child business entity being created to own, limit liability and manage taxation on personal recreation property at 2385 60th Street in Luck, WI. LLC being filed in WI at the property's location with mailing address of our home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-06
S63 Uniform Securities Agent State Law Examination 2000-02-29
  • S66 Uniform Combined State Law Examination
    2014-01-06
  • S63 Uniform Securities Agent State Law Examination
    2000-02-29
Other Names
  • Brock Jeffrey Cooper

View on SEC IAPD

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