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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-07 |
| UT | RA | APPROVED | 2023-11-27 |
Branch Locations
11931 S 700 E, Draper, UT 84020 • United States
922 South State St, #203, Pleasant Grove, UT 84062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Core Financial Inc | Provo | UT | 09/2010 | Present |
| Kms Financial Services, Inc. | Seattle | WA | 01/2016 | 11/2020 |
| Securities America, Inc. | Pleasant Grove | UT | 11/2020 | 11/2023 |
| Securities America Advisors, Inc. | Pleasant Grove | UT | 11/2020 | 11/2023 |
| Lpl Financial Llc | Pleasant Grove | UT | 11/2023 | Present |
1) 10/2023 - CORE Financial Inc / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 10/2023 - Allegis Advisors / Non-Variable Insurance / Inv. Related / Sandy UT / Start date 01/01/2022 - 15 Hrs per month - 10% Time Spent 3) 02/25/2026 - Kyle & Kami Bigler - Real Estate Rental - Investment Related - Lindon, UT - Start Date 02/12/2024 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-12 |
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