David Wayne Hudson

Current Employers

Employment History

• 01/1998 → Present
  Legacy Consulting Group, Llc
  Lexington, KY
• 02/2004 → 09/2021
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 09/2021 → 08/2024
  Triad Advisors
  Norcross, GA
• 09/2021 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Lexington, KY

Previous Registrations

• 2007-08-16 → 2021-09-01
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Lexington, KY
  Lexington, KY
  Louisville, KY
  Palm Beach Gardens, FL

Other Businesses

1) DELANEY WAY HOMEOWNERS ASSOCIATION,INC. POS: president NATURE: Corporation - Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2006 ADDRESS: 710 Delaney Way, Versailles KY 40383 DESCRIPTION: HOA admin, annual meeting 2) H5 ENTERPRISES,LLC POS: managing member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2020 ADDRESS: 3306 Clays Mill Road, Suite 101, Lexington KY 40503, DESCRIPT: manager & bookkeeping 3) HUDSON COMPANIES,LLC POS: managing member, consultant NATURE: CFO Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2021 ADDRESS: 3306 Clays Mill Road, Suite 101, Lexington KY 40503 DESCRIPT: provide CFO business advisory services 4) LEGACY ADVISORY GROUP,LLC POS: pres ,managing member, advisor rep NATURE: financial advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 50 START DATE: 09/01/2021 ADDRESS: 3306 Clays Mill Rd, Suite 101, Lexington KY 40503 DESCRIPT: Manage client advisory accounts and investment portfolios, financial planning meetings, account review meetings, 5) LEGACY CONSULTING GROUP,LLC POS: president and CEO,100% shareholder NATURE: CPA firm,tax and business consulting and advisory INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 12/01/2002 ADDRESS: 3306 Clays Mill Road, Suite 101, Lexington KY 40503 DESCRIPT: provide tax services, tax planning and business consulting 6) Legacy Consulting Group,LLC;not investment related;3306 Clays Mill Road,Suite 101,Lexington,KY;CPA firm,tax and business advisory;president and CEO,100% shareholder;12/1/2002;100 hrs/month;2-3 hrs during trading;provide tax services,tax planning and business consulting 7) M&A PROPERTY MANAGEMENT,LLC POS: managing member NATURE: real estate-commercial rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2002 ADDRESS: 3306 Clays Mill Road, Suite 101, Lexington KY 40503 DESCRIPT: manage properties, misc administrative 8) Curious Edge Foundation,Inc;not investment related;3306 Clays Mill Road,Suite 101,Lexington,KY 40503;educational programs & development;board member;1/10/2012;1 hr/month;0 hrs during trading;board of directors-quarterly meetings 9) The Curious Edge,LLC;not investment related;3306 Clays Mill Rd,Suite 101,Lexington,KY 40503;speech language pathology & reading services;member;5/1/2009;2 hrs/month;0 hrs during trading;bookkeeping & advisory only 10) Wellington Office Condos Council of Owners,Inc;not investment related;3306 Clays Mill Rd,Suite 101,Lexington,KY 40503;HOA;treasurer;10/1/2003;2 hrs/month;0 hrs during trading;bookkeeping for HOA 11) CURIOUS EDGE FOUNDATION,INC. POS: board member NATURE: educational programs & development INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2012 ADDRESS: 3306 Clays Mill Road, Suite 101, Lexington KY 40503 DESCRIPT: board of directors-quarterly meetings 12) THE CURIOUS EDGE,LLC POS: member NATURE: speech language pathology & reading services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2009 ADDRESS: 3306 Clays Mill Rd, Suite 101, Lexington KY 40503 DESCRIPT: bookkeeping & advisory only 13) WELLINGTON OFFICE CONDOS COUNCIL OF OWNERS,INC. POS: treasurer NATURE: Corporation - Homeowners Association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2003 ADDRESS: 3306 Clays Mill Rd, Suite 101, Lexington KY 40503 DESCRIPT: Provide financial reports to board annually, review the bookkeeping by Legacy Consulting Group 14. H5 HOLDINGS,LLC POS: managing member NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2020 ADDRESS: 3306 Clays Mill Road, Ste 101, Lexington KY 40503 DESCRIPT: manage property & bookkeeping

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-06-12

Designations