Roy Flemister Coppedge

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2023
  Mkm Partners
  Stamford, CT
• 01/2023 → 03/2023
  Roth Capital Partners, Llc
  Stamford, CT
• 04/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2023 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*1259304 For profit or not for profit: Entity For Profit Name of outside business organization: MTCO LLC Investment related: N Address of business: New York, New York, 10166 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 4/18/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: 2% owner. No active role., I have a passive 2% stake in MTCO LLC. I*1259301 For profit or not for profit: Entity For Profit Name of outside business organization: Mill Pond Partners East, LLC Investment related: N Address of business: Newton Centre, Massachusetts, 02459 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 4/18/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Mill Pond Partners East, LLC was established by my three brothers and I after inheriting a home in Cape Cod, MA in 2021. The LLC owns and rents the home

Exams

• S66 Uniform Combined State Law Examination
  2023-04-03
• S63 Uniform Securities Agent State Law Examination
  2004-02-09

Other Names

• Roy F Coppedge
• Luke Coppedge
• Roy Flemister Coppedge
• Roy Flemister Coppedge