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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-06-23
  • CO RA
    APPROVED
    Since 2015-06-23

Branch Locations

210 E. Simpson, Lafayette, CO 80026 • United States

204 Maple Street #104, Fort Collins, CO 80521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Louisville CO 06/2015 Present
Raymond James Financial Services Advisors Inc. Louisville CO 06/2015 Present
Porterfield Financial Llc Lafayette CO 03/2017 Present
Previous Registrations
  • 2014-01-17 → 2015-06-23
    Denver, CO
    Longmont, CO
  • 2012-10-01 → 2014-01-22
    Louisville, CO
    Erie, CO
    Lafayette, CO
    Lafayette, CO
  • 2012-06-25 → 2012-10-01
    Chase Investment Services Corp.
    Louisville, CO
    Lafayette, CO
    Lafayette, CO
  • 2009-01-02 → 2011-01-31
    Jacksonville, NC
  • 2006-06-13 → 2009-01-02
    Raymond James Financial Services, Inc.
    Richlands, NC
  • 2004-11-26 → 2006-06-13
    A. G. Edwards & Sons, Inc.
    Shalotte, NC
    Shallotte, NC
  • 2003-08-01 → 2004-12-02
    Raymond James Financial Services, Inc.
    Little River, SC
Other Businesses

(1) Name of Business: Porterfield Financial LLC Address: 210 E. Simpson, Lafayette, CO, 80026, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 03/17/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:LLC for my business checking account, to pay business expenses (2) Name of Business: Simpson 210 LLC Address: St, Lafayette, CO, 80026, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 03/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner & Partner in the LLC with my Spouse April Porterfield, We purchased this commercial building for our RJ Branch location, 210 E Simpson St Lafayette , CO 80026\nI have a checking acct at a local Credit union for paying of expenses and the mortgage\nI am renting one office to a local Commercial Real estate builder/developer, TRC Construction at 875.00 per month and they are NON RJ clients

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-30
S63 Uniform Securities Agent State Law Examination 2000-02-05
  • S66 Uniform Combined State Law Examination
    2003-06-30
  • S63 Uniform Securities Agent State Law Examination
    2000-02-05

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