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James Alan Anderson

D.A. Davidson & Co.

Kennewick, WA

CRD 4635384

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-07
WA RA APPROVED 2006-06-23
  • TX RA
    APPROVED
    Since 2020-01-07
  • WA RA
    APPROVED
    Since 2006-06-23

Branch Locations

1410 N. Pittsburgh Building C, Kennewick, WA 99336 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Kennewick WA 06/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-22
  • S66 Uniform Combined State Law Examination
    2003-04-22
Designations
  • Certified Financial Planner
Other Names
  • Jim Alan Anderson

View on SEC IAPD

Nearby Firms

CENTAURUS FINANCIAL, INC.
EDWARD JONES
STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Nearby Investors

CALVIN TODD HALTERMAN
RYAN HALTERMAN
Evan Harris

Nearby Offices

CENTAURUS FINANCIAL, INC. · KENNEWICK, WA
EDWARD JONES · KENNEWICK, WA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · KENNEWICK, WA

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