Erik R Holt

Current Employers

Independent Wealth Network, Inc.

2350 Nw 128Th St, Urbandale, IA 50323 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-07
NY	RA	APPROVED	2025-09-24
NC	RA	APPROVED	2024-11-21
VA	RA	APPROVED	2024-08-28
WA	RA	APPROVED	2021-10-21
CO	RA	APPROVED	2021-01-14
WY	RA	APPROVED	2020-06-25
GA	RA	APPROVED	2020-02-07
MI	RA	APPROVED	2019-01-08
WV	RA	APPROVED	2019-01-08
PA	RA	APPROVED	2019-01-04
FL	RA	APPROVED	2018-03-30
MD	RA	APPROVED	2018-01-02

CA RA
APPROVED

Since 2026-01-07
NY RA
APPROVED

Since 2025-09-24
NC RA
APPROVED

Since 2024-11-21
VA RA
APPROVED

Since 2024-08-28
WA RA
APPROVED

Since 2021-10-21
CO RA
APPROVED

Since 2021-01-14
WY RA
APPROVED

Since 2020-06-25
GA RA
APPROVED

Since 2020-02-07
MI RA
APPROVED

Since 2019-01-08
WV RA
APPROVED

Since 2019-01-08
PA RA
APPROVED

Since 2019-01-04
FL RA
APPROVED

Since 2018-03-30
MD RA
APPROVED

Since 2018-01-02

Branch Locations

Frederick, MD • United States

2350 Nw 128Th St, Urbandale, IA 50323 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broker Dealer Financial Services/ Iac	Hagerstown	MD	04/2008	12/2017
Brokers International Financial Services, Llc	Frederick	MD	01/2018	12/2023
Independent Wealth Network	Frederick	MD	01/2018	Present
Emerson Equity Llc	San Mateo	CA	01/2024	Present
Fixed Insurance	Frederick	MD	04/2008	Present

04/2008 → 12/2017

Broker Dealer Financial Services/ Iac

Hagerstown, MD
01/2018 → 12/2023

Brokers International Financial Services, Llc

Frederick, MD
01/2018 → Present

Independent Wealth Network

Frederick, MD
01/2024 → Present

Emerson Equity Llc

San Mateo, CA
04/2008 → Present

Fixed Insurance

Frederick, MD

Previous Registrations

2008-05-06 → 2017-12-31

Investment Advisors Corp

Hagerstown, MD
2005-03-21 → 2008-05-08

Park Avenue Securities Llc

Frederick, MD

Frederick, MD
2004-10-14 → 2005-02-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frederick, MD
2004-09-15 → 2004-09-27

Morgan Stanley Dw Inc.

Frederick, MD

Other Businesses

1) HOLT ADVISORY GROUP, LLC. - FIXED INSURANCE-INVESTMENT RELATED, FREDERICK, MD 21702, FIXED INSURANCE-LIFE, HEALTH AND DISABILITY, AGENT, I HELP CLIENTS WITH THEIR LIFE, DISABILITY & HEALTH INSURANCE NEEDS., 4 HRS A MONTH, 1 PER WEEK DURING SECURITIES TRADING HRS, 04/08 2) EVERGREEN FINANCIAL GROUP-INVESTMENT RELATED, FREDERICK, MD,21702, DBA THROUGH WHICH SECURITIES ARE OFFERED THROUGH EMERSON EQUITY, ADVISORY BUSINESS THROUGH INDEPENDENT WEALTH NETWORK AND INSURANCE PRODUCTS ARE MARKETED., FINANCIAL PROFESSIONAL, MANAGE THE BOOKS AND RECORDS FOR MY DBA, 20 HRS A MONTH, 0 DURING SECURITIES TRADING HRS., 4/08 3) INDEPENDENT WEALTH NETWORK-INVESTMENT RELATED, 2350 NW 128TH ST., URBANDALE, IA 50323/ OPERATING OUT OF FREDERICK, MD 21702 REGISTERED INVESTMENT ADVISORY FIRM, FINANCIAL PROFESSIONAL, I AM THE INVESTMENT ADVISOR REPRESENTATIVE, I HELP MANAGE INVESTMENT ACCOUNTS FOR MY CLIENTS. I COMMUNICATE WITH THEM AND SPEND TIME WITH THEM., 120 HRS A MONTH, 4-6 HRS PER DAY DURING SECURITIES TRADING HOURS, 01/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-07

S66 Uniform Combined State Law Examination

2004-09-07

Other Names

Eric Holt

View on SEC IAPD