Bret J Petersen

Employer firm

Rothschild Wealth LLC CRD 162442

$1.70B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 10/2019
  Ubs Financial Services Inc
  Naperville, IL
• 10/2019 → 01/2026
  Wells Fargo Clearing Services, Llc.
  Naperville, IL
• 01/2026 → Present
  Rothschild Investment Llc
  Chicago, IL

Previous Registrations

• 2019-10-24 → 2026-01-30
  Wells Fargo Clearing Services, Llc
  Naperville, IL
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Scottsdale, AZ
• 2011-04-15 → 2019-11-04
  Ubs Financial Services Inc.
  Naperville, IL
• 2009-06-01 → 2011-04-21
  Morgan Stanley
  Naperville, IL
• 2006-10-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Naperville, IL
• 2003-09-18 → 2006-10-30
  Morgan Stanley Dw Inc.
  Oak Brook, IL
  Oak Brook, IL

Other Businesses

ROTHSCHILD WEALTH LLC Investment-related. 700 Commerce Dr Oak Brook, IL 60523

Exams

• S66 Uniform Combined State Law Examination
  2003-06-04

Other Names

• Bret Petersen
• Bret James Petersen