Bret J Petersen

Current Employers

Rothschild Wealth Llc

700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-01-06

IL RA
APPROVED

Since 2026-01-06

Branch Locations

700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Naperville	IL	04/2011	10/2019
Wells Fargo Clearing Services, Llc.	Naperville	IL	10/2019	01/2026
Rothschild Investment Llc	Chicago	IL	01/2026	Present

04/2011 → 10/2019

Ubs Financial Services Inc

Naperville, IL
10/2019 → 01/2026

Wells Fargo Clearing Services, Llc.

Naperville, IL
01/2026 → Present

Rothschild Investment Llc

Chicago, IL

Previous Registrations

2019-10-24 → 2026-01-30

Wells Fargo Clearing Services, Llc

Naperville, IL

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ
2011-04-15 → 2019-11-04

Ubs Financial Services Inc.

Naperville, IL
2009-06-01 → 2011-04-21

Morgan Stanley

Naperville, IL
2006-10-20 → 2009-06-01

Citigroup Global Markets Inc.

Naperville, IL
2003-09-18 → 2006-10-30

Morgan Stanley Dw Inc.

Oak Brook, IL

Oak Brook, IL

Other Businesses

ROTHSCHILD WEALTH LLC Investment-related. 700 Commerce Dr Oak Brook, IL 60523

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-04

S66 Uniform Combined State Law Examination

2003-06-04

Other Names

Bret Petersen
Bret James Petersen

View on SEC IAPD

Current Employers

Rothschild Wealth Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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