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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-18 |
Branch Locations
17500 Bloomfield Ave, Cerritos, CA 90703 • United States
1330 S. Beach Blvd., Ste. D, La Habra, CA 90631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schoolsfirst Fcu Aka Orange County Teachers Federal Credit Union | Santa Ana | CA | 09/2006 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2007 | Present |
| Lpl Financial Llc | La Habra | CA | 05/2022 | Present |
1. 05-18-2022- SchoolFirst FCU- Investment Related-At Reported Business Location(s)-Financial Institution Duty-Advisor- START DATE: 9/2006-160 Hours per Month/ 160 Hours During Securities Trading- 2. 05-18-2022-SchoolsFirst Investment Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-09 |
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