Mark Otis Givenrod

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → Present
  Schoolsfirst Fcu Aka Orange County Teachers Federal Credit Union
  Santa Ana, CA
• 01/2007 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  La Habra, CA

Previous Registrations

• 2007-01-22 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Torrance, CA
  Long Beach, CA
  Long Beach, CA
  Santa Ana, CA
  Garden Grove, CA
  Garden Grove, CA
  Cypress, CA
  Long Beach, CA
  Waverly, IA
  Cypress, CA
  Anaheim, CA
  Cerritos, CA
  Anaheim, CA
  La Habra, CA
  Cypress, CA
• 2006-10-02 → 2007-01-24
  Cuso Financial Services, L.P.
  Santa Ana, CA
• 2003-04-14 → 2005-01-10
  Equitable Advisors, Llc
  Irvine, CA

Other Businesses

1. 05-18-2022- SchoolFirst FCU- Investment Related-At Reported Business Location(s)-Financial Institution Duty-Advisor- START DATE: 9/2006-160 Hours per Month/ 160 Hours During Securities Trading- 2. 05-18-2022-SchoolsFirst Investment Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S66 Uniform Combined State Law Examination
  2003-04-09

Other Names

• Mark Givenrod