Kent Lee Wise

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → Present
  Wise Financial Servcies, Lld
  Metairie, LA
• 10/2013 → 12/2019
  Next Financial Group Inc
  Metairie, LA
• 01/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-10-01 → 2019-12-31
  Next Financial Group, Inc.
  Metairie, LA
  Manchester, TN
• 2010-11-29 → 2013-10-03
  Cetera Investment Advisers Llc
  Metairie, LA
• 2008-11-20 → 2010-10-28
  Cetera Investment Advisers Llc
  Metairie, LA
  Metairie, LA

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. WISE FINANCIAL SERVICES, LLC, 241 E LIVINGSTON PLACE, METAIRIE, LA, LEGAL ENTITY, DBA OWNER, 10/01/13, INV REL, 35/WK- 35/TRADING 3. WISE FINANCIAL SERVICES LLC, 241 E Livingston Place, Metairie LA 70005, 10/2013, INSURANCE, DBA OWNER, INV REL, 140 HR/MO 140 HR TRADING 4. WISE FINANCIAL SERVICES, 2800 Manhattan Blvd Suite C, Harvey LA 70058, 12/2022, Owner, Referrals, NIR, 2 HR/MO - 0 HR/MO Trading. 5. PILTZ, WILLIAMS, LAROSA & COMPANY, 1077 Tommy Munro Drive, Biloxi MS 39532, United States, 10/01/2023, Accountant, Accounting/Bookkeeping/Payroll Services, NIR, 1 HR/MO - 1 HR/MO TRADING 6. ESTATE GURU, 241 E Livingston Pl, Metairie LA 70005, United States, 11/15/2023, Software Program, Legal Services, NIR, 2 HR/MO - 0 HR/MO TRADING 7. PANDO CONSULTING GROUP, 1945 Brigance Cove, Germantown TN 38139, United States, 07/16/2025, I refer clients who need help with business exit strategies to this group, Referrals, NIR, 3 HR/MO - 3 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2014-02-03
• S63 Uniform Securities Agent State Law Examination
  2004-12-02

Other Names

• Kent Wise
• Kent Lee Wise