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Royal Oak, MI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-01-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Royal Oak | MI | 12/2010 | Present |
| O'COnnor Financial Group, Llc | Royal Oak | MI | 04/2011 | Present |
1. 05/16/2011 - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) O'CONNOR FINANCIAL GROUP - FINANCIAL PLANNING SERVICES -ASSET MANAGEMENT 2. 12/13/2012: DBA ONLY / O'CONNOR FINANCIAL GROUP, L.L.C. / TIME SPENT 1% /ROYAL OAK, MI 3. 12/11/2013 - O'CONNOR FINANCIAL GROUP, L.L.C. - NON-VARIABLE INSURANCE - LICENSED IN THE STATE OF MICHIGAN TO SELL LIFE INSURANCE AND ANNUITIES. - TIME SPENT 1% 4. 04/02/2016; NO BUSINESS NAME; NOTARY; NOT INV REL; AT BUSINESS LOCATION(S); START DATE 04/01/2016; Notarizing Documents; 0 HRS/MO; 0 HRS DURING SECS TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-05 |
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