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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2007-02-07
  • VA RA
    APPROVED
    Since 2007-02-07

Branch Locations

2001 South Main Street Unit 6 Colony Park, Blacksburg, VA 24060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael B. Cooke Cpa, Pc Blacksburg VA 06/1989 Present
Axa Advisors, Llc New York NY 12/1999 06/2020
Equitable Advisors, Llc New York NY 12/1999 Present
  • 06/1989 → Present
    Michael B. Cooke Cpa, Pc
    Blacksburg, VA
  • 12/1999 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/1999 → Present
    New York, NY
Other Businesses

1)TRUSTED ADVISOR FOR EQUITABLE ADVISORS, LLC THROUGH 1804 FINANCIAL GROUP, LLC (APPROVED DBA) CPA FIRM IS IN THE PROCESS OF UPDATING THE FIRM NAME FROM MICHAEL B. COOKE CPA, PC TO COOKE, LAVENDER, MASSEY & COMPANY, PC; 2)CPA WITH COOKE, LAVENDER, MASSEY AND COMPANY PC, PRESIDENT, START DATE: 6/1/89, 200 HRS PER MO; 3) HTTPS://WWW.CPACOOKE.COM, CPA FIRM

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-05
S66 Uniform Combined State Law Examination 2000-06-30
  • S65 Uniform Investment Adviser Law Examination
    2007-02-05
  • S66 Uniform Combined State Law Examination
    2000-06-30

View on SEC IAPD

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