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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-03-21 |
Branch Locations
180 Swinderman Road Suite 340, Wexford, PA 15090 • United States
Pittsburgh, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American General | Pittsburgh | PA | 01/2006 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. FIXED INSURANCE AGENT 2. NAME OF OTHER BUSINESS: NORTH HILLS ATHLETIC ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 1000 ROSS PARK HILL MALL DR. PITTSBURG PA 15237 NATURE OF BUSINESS: YOUTH SOFTBALL ORGANIZATION START DATE: 10/2016 "APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: MANAGE TEAMS, PROVIDE INSTRUCTION, RAISE FUNDS, BOARD MEETINGS"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-22 |
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