Shane Christon Parouse

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-02

NY RA
APPROVED

Since 2021-06-02

Branch Locations

404 Glen Cove Ave Ste 100, Sea Cliff, NY 11579-2107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Syosset	NY	02/2008	05/2021
Mml Investors Services Inc	Syosset	NY	03/2008	05/2021
Lpl Financial Llc	Sea Cliff	NY	06/2021	Present

02/2008 → 05/2021

Massmutual

Syosset, NY
03/2008 → 05/2021

Mml Investors Services Inc

Syosset, NY
06/2021 → Present

Lpl Financial Llc

Sea Cliff, NY

Other Businesses

1)06/01/2021 - Shelter Rock Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 160 Hr/Mth

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-04-30

S63 Uniform Securities Agent State Law Examination

2003-04-30

Designations

Chartered Financial Consultant

View on SEC IAPD