Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-11-09
CT RA APPROVED 2003-08-05
  • TX RA
    APPROVED_RES
    Since 2010-11-09
  • CT RA
    APPROVED
    Since 2003-08-05

Branch Locations

1781 Highland Ave Ste 207, Cheshire, CT 06410 • United States

37 Broadway, North Haven, CT 06473 • United States

Higganum, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. North Haven CT 09/2005 03/2020
Ameriprise Financial Services, Llc Cheshire CT 03/2020 Present
Other Businesses

Real Estate Ownership; condo; 307 Blue Surf 98 Garfield Pkwy Bethany Beach, DE 19930, ,; Not Investment-Related; 03/15/2018 / Single Family; 4594 kensington cir, , naples, FL, 34119; Not Investment-Related; 01/30/2024. Business Ownership; Centurion Holdings LLC; Co-owner; Manage Ameriprise Business; 1781 highland ave , STE 207, cheshire, CT, 06410; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours / Silver Arrow Properties LLC; Owner; Real Estate; Stone Bridge Court, , Cheshire, CT, 06410; Not Investment-Related; 01/02/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Temple Beth Tikvah; President; 196 Durham Rd, , madison, CT, 06443; Investment-Related; 07/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Centurion Holdings LLC; Owner; Manage advisory business; 1781 highland ave, ste 207, cheshire, CT, 06410; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-11
  • S66 Uniform Combined State Law Examination
    2003-07-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Cheshire, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor