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Employer firm

Calamos Advisors LLC CRD 105758

$43.9B regulatory AUM 18 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Calamos Advisors Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-07-12
  • IL RA
    APPROVED
    Since 2019-07-12

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Calamos Wealth Management Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-01-01
  • IL RA
    APPROVED
    Since 2013-01-01

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calamos Wealth Management Llc Naperville IL 10/2010 Present
Calamos Advisors Llc Naperville IL 03/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-31
  • S65 Uniform Investment Adviser Law Examination
    2012-12-31
Other Names
  • Yanni Sianis

View on SEC IAPD

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