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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2008-09-09 |
Branch Locations
One James Center 901 E. Cary Street, Richmond, VA 23219 • UNITED STATES
One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Securities Llc | Glen Allen | VA | 08/2005 | Present |
| Davenport & Company Llc. | Richmon | VA | 09/2008 | Present |
Visual Arts Center of Richmond- investment related 1812 W Main St Richmond, VA 23220 -Board of Directors -Finance Committee - Non-profit organization engages the community primarily though classes, exhibitions, community outreach programs, camps, workshops and special events. Assist with decision making regarding operations, budgeting, hiring of senior staff, and fundraising. Finance Committee- not an authorized person on any of the VisArts investment accounts. Attend meetings 1hr per month during business hours. Hours during business hours 1-5. Approximate # of hours/month you devote to this outside activity during business hours -1-5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-07 |
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