Deric Bernard Governale

Current Employers

Employment History

• 01/2013 → 02/2018
  Invest Financial Corp
  Tampa, FL
• 02/2018 → Present
  Lpl Financial Llc
  Buford, GA
• 07/2023 → Present
  Uptick Green Real Estate, Llc
  Suwanee, GA
• 02/2017 → Present
  Infinity Wealth Management
  Suwanee, GA
• 01/2013 → Present
  Dbg Wealth Management, Inc
  Suwanee, GA
• 12/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 12/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-02-14 → 2024-12-06
  Lpl Financial Llc
  Suwanee, GA
• 2013-01-17 → 2018-02-14
  Invest Financial Corporation
  Duluth, GA
  Buford, GA
  Appleton, WI
• 2010-02-01 → 2013-01-03
  Edward Jones
  Lawrenceville, GA
  Flowery Branch, GA
  Gainesville, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2003 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: HAMILTON MILL MENS GOLF ASSOC INVESTMENT RELATED: YES ADDRESS: 1995 HAMILTON MILL RD DACULA, GA 30019 NATURE OF BUSINESS: GOLF START DATE: 01/2020 POSITION/TITLE/RELATIONSHIP: BOARDMEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TOURNAMENT COMMITTEE 3. NAME OF OTHER BUSINESS: UPTICK GREEN REAL ESTATE, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 07/2023 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: SHARE DUTIES OF MANAGING PROPERTY 4. NAME OF OTHER BUSINESS: INFINITY WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2017 POSITION/TITLE/RELATIONSHIP: ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: DBG WEALTH MANAGEMENT, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2013 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LLC THAT I USE TO RUN MY COMMISSIONS THROUGH

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30
• S63 Uniform Securities Agent State Law Examination
  2003-04-17