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Current Employers
Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-23
MD RA APPROVED 2020-07-23
  • FL RA
    APPROVED
    Since 2024-08-23
  • MD RA
    APPROVED
    Since 2020-07-23

Branch Locations

1451 Rockville Pike Ste 250, Rockville, MD 20852 • United States

4351 West College Ave Suite 420, Appleton, WI 54914 • United States

Delray Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Baltimore MD 08/2016 12/2016
Bb&T Securities, Llc Baltimore MD 01/2018 03/2018
Brightline Financial Pikesville MD 05/2019 Present
Baltimore /Steel Knifemakers, Llc Pikesville MD 03/2017 Present
Bright Futures Wealth Management, Llc Pikesville MD 04/2020 06/2020
Private Client Services Rockville MD 07/2020 Present
  • 08/2016 → 12/2016
    Unemployed
    Baltimore, MD
  • 01/2018 → 03/2018
    Bb&T Securities, Llc
    Baltimore, MD
  • 05/2019 → Present
    Brightline Financial
    Pikesville, MD
  • 03/2017 → Present
    Baltimore /Steel Knifemakers, Llc
    Pikesville, MD
  • 04/2020 → 06/2020
    Pikesville, MD
  • 07/2020 → Present
    Private Client Services
    Rockville, MD
Previous Registrations
  • 2020-06-03 → 2020-07-27
    Webster, NY
    Pikesville, MD
  • 2018-01-02 → 2018-03-30
    Bb&T Securities, Llc
    Pikesville, MD
    Charlotte, NC
    Severna Park, MD
    Resiterstown, MD
    Baltimore, MD
    Timonium, MD
    Towson, MD
    Towson, MD
    Baltimore, MD
  • 2016-12-06 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Severna Park, MD
    Resiterstown, MD
    Baltimore, MD
    Timonium, MD
    Towson, MD
    Towson, MD
    Baltimore, MD
  • 2015-09-29 → 2016-09-23
    Ellicott City, MD
    Owings Mills, MD
    San Diego, CA
    Owings Mills, MD
  • 2015-06-16 → 2015-09-04
    Cetera Advisors Llc
    Rockville, MD
  • 2010-10-05 → 2011-12-22
    Columbia, MD
  • 2005-12-01 → 2010-10-14
    Msi Financial Services, Inc.
    Baltimore, MD
    Westminster, MD
    Pikesville, MD
    Columbia, MD
    Springfield, MA
    Springfield, MA
    Columbia, MD
  • 2003-04-10 → 2005-12-31
    Metlife Investment Fund Services Llc
    Columbia, MD
Other Businesses

1) JACK SHRODER & ASSOCIATES. 3105 SMITH AVENUE, PIKESVILLE, MD 21208. AGENT FOR THE SALES OF MEDICARE PROGRAMS AND RELATED INSURANCES. AGENT. 60 HRS/MO; 40 DURING TRADING HRS. 2) BALTIMORE STEEL KNIFEMAKERS LLC. 3105 SMITH AVENUE, PIKESVILLE, MD 21208. MANUFACTURER OF HANDMADE KNIVES. OWNER OPERATOR. 80 HRS/MO; 40 DURING TRADING HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-02-08
S65 Uniform Investment Adviser Law Examination 2003-04-01
  • S63 Uniform Securities Agent State Law Examination
    2016-02-08
  • S65 Uniform Investment Adviser Law Examination
    2003-04-01
Designations

View on SEC IAPD

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