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Timothy Patrick Barry

Alight Financial Advisors, LLC

Cincinatti, OH

Charlotte, NC

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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-08-12
  • OH RA
    APPROVED
    Since 2015-08-12

Branch Locations

Cincinatti, OH • United States

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alight Financial Solutions Lincolnshire IL 08/2015 Present
  • 08/2015 → Present
    Alight Financial Solutions
    Lincolnshire, IL
Previous Registrations
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    Cincinnati, OH
  • 2007-08-07 → 2008-10-01
    J.P. Morgan Securities Inc.
    Cincinnati, OH
    Cincinnati, OH
    Kansas City, MO
  • 2005-07-06 → 2006-03-08
    Chase Investment Services Corp.
    Cincinnati, OH
  • 2005-04-08 → 2005-07-06
    Banc One Securities Corporation
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-06
S63 Uniform Securities Agent State Law Examination 2000-01-21
  • S66 Uniform Combined State Law Examination
    2005-04-06
  • S63 Uniform Securities Agent State Law Examination
    2000-01-21

View on SEC IAPD

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