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Employer firm

Signature Equity Partners, LLC CRD 327455

$331M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RETIREMENT PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Signature Equity Partners, Llc

445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-08-18
  • IN RA
    APPROVED
    Since 2023-08-18

Branch Locations

8515 Cedar Place Drive, Suite 108, Indianapolis, IN 46240 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-11-02
  • IN RA
    APPROVED
    Since 2018-11-02

Branch Locations

8515 Cedar Place Drive Suite 108, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock / Sii Indianapolis IN 01/2003 11/2018
Osaic Wealth, Inc. Indianapolis IN 11/2018 Present
Signature Equity Partners, Llc Indianapolis IN 08/2023 Present
Previous Registrations
  • 2007-04-02 → 2018-11-02
    Signator Investors, Inc.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Columbus, OH
Other Businesses

1. LEGACY CONSULTANTS GROUP, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/16/2013 ADDRESS: 8515 Cedar Place Drive, Suite 108, Indianapolis IN 46240, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 2. LEGACY CONSULTANTS GROUP POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2015 ADDRESS: 8515 Cedar Place Drive, Suite 108, Indianapolis IN 46240, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. TRUSTEE OF CHILDREN'S TRUSTS POSITION: Trustee NATURE: Kyle is the trustee of his four minor children's trusts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/09/2012 ADDRESS: 4460 N Park Ave., Indianapolis IN 46205, United States DESCRIPTION: As the trustee, I manage the investments of my children's trusts. 4. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 08/18/2023 ADDRESS: 8515 Cedar Place Dr, Suite 108, Indianapolis IN 46060, United States DESCRIPTION: Sales/marketing of investment advisory products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-25
S63 Uniform Securities Agent State Law Examination 2003-02-18
  • S65 Uniform Investment Adviser Law Examination
    2006-10-25
  • S63 Uniform Securities Agent State Law Examination
    2003-02-18

View on SEC IAPD

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