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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2023-07-27
CO RA APPROVED 2016-06-22
  • HI RA
    APPROVED
    Since 2023-07-27
  • CO RA
    APPROVED
    Since 2016-06-22

Branch Locations

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Kailua-Kona, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Business Consultants, Inc Denver CO 05/2008 04/2017
Western Wealth Management Llc Denver CO 06/2016 Present
Lpl Financial, Llc Denver CO 12/2014 Present
  • 05/2008 → 04/2017
    Business Consultants, Inc
    Denver, CO
  • 06/2016 → Present
    Denver, CO
  • 12/2014 → Present
    Lpl Financial, Llc
    Denver, CO
Previous Registrations
  • 2014-12-17 → 2016-06-22
    Western Wealth Management Llc
    Golden, CO
    Denver, CO
  • 2005-03-30 → 2014-12-15
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

1. 1/8/2015: REGISTERED INVESTMENT ADVISOR DBA - WESTERN WEALTH MANAGEMENT, LLC - DBA: WESTERN WEALTH MANAGEMENT - INVESTMENT RELATED - TIME SPENT 100% - GOLDEN, CO. 2. 1/8/2015: REGISTERED INVESTMENT ADVISOR HYBRID - WESTERN WEALTH MANAGEMENT, LLC - INVESTMENT RELATED - TIME SPENT 100% - GOLDEN, CO 3. 08/15/2023 - Western Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2014 - 80 Hours Per Month/ 80 Hours During Trading - Time Spent 50% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-29
S63 Uniform Securities Agent State Law Examination 2003-02-19
  • S66 Uniform Combined State Law Examination
    2005-03-29
  • S63 Uniform Securities Agent State Law Examination
    2003-02-19
Designations

View on SEC IAPD

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