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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-07-27 |
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Kailua-Kona, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Business Consultants, Inc | Denver | CO | 05/2008 | 04/2017 |
| Western Wealth Management Llc | Denver | CO | 06/2016 | Present |
| Lpl Financial, Llc | Denver | CO | 12/2014 | Present |
1. 1/8/2015: REGISTERED INVESTMENT ADVISOR DBA - WESTERN WEALTH MANAGEMENT, LLC - DBA: WESTERN WEALTH MANAGEMENT - INVESTMENT RELATED - TIME SPENT 100% - GOLDEN, CO. 2. 1/8/2015: REGISTERED INVESTMENT ADVISOR HYBRID - WESTERN WEALTH MANAGEMENT, LLC - INVESTMENT RELATED - TIME SPENT 100% - GOLDEN, CO 3. 08/15/2023 - Western Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2014 - 80 Hours Per Month/ 80 Hours During Trading - Time Spent 50% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-19 |
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