Ryan Sean Flynn

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2018 → Present
  Prudential Insurance Company Of America
  Irvine, CA
• 03/2018 → 11/2024
  Pruco Securities, Llc.
  Irvine, CA
• 03/2016 → 03/2018
  Unemployed
  Ladera Ranch, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Irvine, CA

Previous Registrations

• 2019-08-05 → 2024-11-14
  Pruco Securities, Llc.
  Irvine, CA
• 2014-07-03 → 2016-03-24
  Edward Jones
  Mission Viejo, CA
  Ladera Ranch, CA
• 2012-10-01 → 2014-07-14
  J.P. Morgan Securities Llc
  Mission Viejo, CA
  Laguna Hills, CA
  Laguna Hills, CA
  Mission Viejo, CA
  Mission Viejo, CA
  Mission Viejo, CA
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  San Clemente, CA
  Laguna Niguel, CA
  Mission Viejo, CA
  Santa Ana, CA
  Mission Viejo, CA
  Tustin, CA
• 2008-12-16 → 2009-05-02
  Wamu Investments, Inc.
  San Clemente, CA
• 2007-02-12 → 2008-12-08
  Td Ameritrade, Inc.
  Mission Viejo, CA
• 2007-02-12 → 2008-12-08
  Td Ameritrade Investment Management, Llc
  Laguna Hills, CA
• 2004-06-16 → 2005-11-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA
• 2003-04-18 → 2004-05-28
  A. G. Edwards & Sons, Inc.
  San Marcos, CA

Exams

• S66 Uniform Combined State Law Examination
  2019-01-26
• S63 Uniform Securities Agent State Law Examination
  2018-04-17