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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-04-30 |
| WI | RA | APPROVED | 2026-04-27 |
Branch Locations
21214 82Nd Pl W, Edmonds, WA 98026 • United States
575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Lynnwood | WA | 02/2003 | 11/2020 |
| Ben Cain & Associates, Inc. | Lynnwood | WA | 09/1997 | Present |
| Securities America, Inc. | Edmonds | WA | 11/2020 | 06/2024 |
| Securities America Advisors, Inc. | Edmonds | WA | 11/2020 | 06/2024 |
| Osaic Wealth, Inc. | Edmonds | WA | 06/2024 | 04/2026 |
| Osaic Wealth, Inc. | Edmonds | WA | 06/2024 | 04/2026 |
| Harbour Investments, Inc. | Madison | WI | 04/2024 | Present |
1) Ben Cain & Associates/Nocturnal Sun LLC - DBA 2) Independent insurance agent which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-13 |
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