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Rajesh Chainani

Ptma Investment Advisors

Naperville, IL

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Current Employers
Ptma Investment Advisors

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-01-05
PA RA APPROVED 2021-02-01
  • IA RA
    APPROVED
    Since 2024-01-05
  • PA RA
    APPROVED
    Since 2021-02-01

Branch Locations

2135 Citygate Lane 7Th Floor, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Global Asset Management (U.S.) Inc. Lancaster PA 01/2004 01/2021
Rbc Capital Markets, Llc Lancaster PA 03/2008 01/2021
Pma Securities, Llc Naperville IL 02/2021 Present
  • 01/2004 → 01/2021
    Rbc Global Asset Management (U.S.) Inc.
    Lancaster, PA
  • 03/2008 → 01/2021
    Rbc Capital Markets, Llc
    Lancaster, PA
  • 02/2021 → Present
    Pma Securities, Llc
    Naperville, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-14
S63 Uniform Securities Agent State Law Examination 1999-12-27
  • S65 Uniform Investment Adviser Law Examination
    2006-09-14
  • S63 Uniform Securities Agent State Law Examination
    1999-12-27

View on SEC IAPD

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