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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-04
  • MI RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-04

Branch Locations

99 E. 8Th Street 4Th Floor, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Holland MI 08/2007 12/2021
Stifel Nicolaus & Co Inc Holland MI 01/2022 Present
  • 08/2007 → 12/2021
    Raymond James & Associates
    Holland, MI
  • 01/2022 → Present
    Stifel Nicolaus & Co Inc
    Holland, MI
Previous Registrations
Other Businesses

1. Zichterman & Clark LLC; 2593 Kenowa, Byron Center, MI 49315; Commercial real estate rental; Co-owner of commercial real estate; Landlord; 04/02/2018; 5 Hours per Quarter; Not During Securities Trading Hours; Investment-Related. 2. The Vessel Training Center 2593 Kenowa, Bryon Center, MI 49315; Gym training facility; Owner; Allow trainers to use the gym; 11/30/217; 5 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related. 3. Northcoast Premier Youth Basketball; 2593 Kenowa, Byron Center, MI; Youth Sports; Founder & Director; 2/1/18; 50 hours/month; not during sec trading hours; not investment-related. 4. Northcoast Holdings I LLC; 2593 Kenowa Ave, Byron Center, MI 49315; Holding Company for a share of a Culvers Franchise; Owner; Passive Investor; 09/30/2022; 1 Hour per Month; Not during securities trading hours; Investment-Related. 5. KBL3 LLC; 5510 28th St Grand Rapids, MI 49512; KBL3 LLC; Member; Passive Investor; 10/03/2022; 1 Hour per Month; Not During Securities Trading Hours; Not Investment-Related. 6. KBA Wayland LLC; 4500 Cascade Rd Suite 106 Grand Rapids, MI 49512; Culvers Franchise Location; Member; Passive Investor; 9/30/2022; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 7. Northcoast Vision, LLC; 2593 Kenowa Ave Byron Center MI 49315; Holding Company; Owner; 11/02/2023; 1.00hr/month; Not during securities trading hours; Investment-Related 8. Northcoast Premier, LLC; 2593 Kenowa Ave Byron Center MI 49315; Youth Basketball; Founder; Basketball Coach and Program Director; 11/21/2023; 15.00hrs/week; During securities trading hours; Not Investment-Related 9. South Christian Foundation Board; 7979 Kalamazoo Ave Byron Center MI 49315; Board to help build the Foundation program at the high school; Serve on the board to give advice. I will also sit on the investment committee but will not be managing their funds; To be determined, for now just a board member helping them make wise financial choices; 06/06/2024; 8.00hrs/year; Not During Securities Trading Hours; Not Investment-Related. 10. South Christian School Foundation Board, Investment Committee; 7979 Kalamazoo Ave Byron Center MI 49315; schs.org; Investment Committee Member; Give thoughts to the foundation on financial decisions; 06/06/2024; 8.00hrs/year; Not During Securities Trading Hours; Not Investment-Related. 11. Coastal Destinations LLC; 2593 Kenowa Ave Byron Center, MI 49315; Income producing real estate and future second home; Owner/Manager; Owner of a mixed use building in Grand Haven Michigan; 04/17/2026; 60hrs/yr; Not during securities trading hours; Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-30
  • S66 Uniform Combined State Law Examination
    2003-04-30

View on SEC IAPD

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