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John R Horntvedt

Cetera Investment Advisers LLC

Rochester, MN

CRD 4632931

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-09-24
  • MN RA
    APPROVED
    Since 2020-09-24

Branch Locations

1820 W Frontage Rd Hwy 52N, Rochester, MN 55901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 10/2017
Sii Rochester MN 03/2018 10/2018
Unemployed Rochester MN 10/2017 03/2018
Unemployed Rochester MN 10/2018 06/2019
Advance Auto Parts Rochester MN 06/2019 10/2020
Cetera Investment Services Llc St.CLoud MN 09/2020 Present
Cetera Investment Advisers Llc Rochester MN 09/2020 Present
Home Federal Savings Bank Rochester MN 10/2020 10/2024
Alerus Financial, National Association Rochester MN 10/2024 06/2025
F & M Community Bank Na Rochester MN 06/2025 Present
  • 07/2016 → 10/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2018 → 10/2018
    Sii
    Rochester, MN
  • 10/2017 → 03/2018
    Unemployed
    Rochester, MN
  • 10/2018 → 06/2019
    Unemployed
    Rochester, MN
  • 06/2019 → 10/2020
    Advance Auto Parts
    Rochester, MN
  • 09/2020 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 09/2020 → Present
    Rochester, MN
  • 10/2020 → 10/2024
    Home Federal Savings Bank
    Rochester, MN
  • 10/2024 → 06/2025
    Alerus Financial, National Association
    Rochester, MN
  • 06/2025 → Present
    F & M Community Bank Na
    Rochester, MN
Previous Registrations
  • 2018-03-06 → 2018-10-01
    Signator Investors, Inc.
    Rochester, MN
  • 2017-03-25 → 2017-10-18
    Rochester, MN
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Rochester, MN
    Rochester, MN
  • 2014-01-31 → 2015-01-02
    New England Securities
    Rochester, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-31
  • S63 Uniform Securities Agent State Law Examination
    2010-03-31

View on SEC IAPD

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