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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2020-09-24 |
Branch Locations
1820 W Frontage Rd Hwy 52N, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 10/2017 |
| Sii | Rochester | MN | 03/2018 | 10/2018 |
| Unemployed | Rochester | MN | 10/2017 | 03/2018 |
| Unemployed | Rochester | MN | 10/2018 | 06/2019 |
| Advance Auto Parts | Rochester | MN | 06/2019 | 10/2020 |
| Cetera Investment Services Llc | St.CLoud | MN | 09/2020 | Present |
| Cetera Investment Advisers Llc | Rochester | MN | 09/2020 | Present |
| Home Federal Savings Bank | Rochester | MN | 10/2020 | 10/2024 |
| Alerus Financial, National Association | Rochester | MN | 10/2024 | 06/2025 |
| F & M Community Bank Na | Rochester | MN | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-03-31 |
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